19 March 2008
PUBLIC SECTOR PERFORMANCE REPORT 2008
AUDITOR GENERAL FINDS ROOM FOR IMPROVEMENT IN
REGULATION OF SECURITY WORKERS
There are more that 15,000 people in Western Australia who are licensed
to provide security services. The public relies on these people to secure
their safety and their property.
In a report tabled in parliament today the Auditor General Mr Colin Murphy
said that whilst he found no indication that agencies allowed people who
had not met the required character and competency standards to enter the
security industry there was still room for improvement in some areas.
The study examined how the Western Australian Police, Department of Corrective
Services, Department of the Attorney General, the Public Transport Authority
and the Gaming and Wagering Commission assessed the suitability of personnel
and monitored compliance.
Mr Murphy found that agencies were generally obtaining all the information
required by legislation and their own internal policies to assess the
suitability of applicants and then used the information to properly assess
individual applicants. However, some opportunities for improvement were
noted. In particular by the Western Australian Police (WAP) who were not
collecting or rigorously assessing all information about security agent
businesses.
Mr Murphy also found that WAP did not always follow up incident reports,
monitor compliance or have adequate internal controls to ensure licensing
decisions were consistent and appropriate.
The Western Australian Police have acknowledged the Auditor General’s
findings and have advised that they are in the process of implementing
his recommendations. In addressing these issues they have established
a Licensing Enforcement Division to provide consistent management to WAP’s
regulated industry enforcement and compliance obligations and to monitor
potential emerging risks in this area.
Whilst screening processes in all other agencies were adequate Mr Murphy
noted that the Department of Corrective Services did not use all of the
information at hand to conduct their checks. He has recommended that they
tighten up on their referee and criminal history checks especially when
public prison officers are redeployed, transferred or promoted.
AUDITOR GENERAL SENDS A SERIOUS MESSAGE TO AGENCIES ABOUT
PROTECTING CONFIDENTIAL INFORMATION
Every day the Western Australian Public Sector processes large amounts
of information – much of it highly sensitive and confidential. A
large portion of this information is created and stored on computer hard
drives. When government agencies upgrade their computers the old computers
are disposed of in a number of ways including sale at public auctions,
donation to schools and charities or physical destruction. It is critical
that any sensitive information is removed from the hard drives prior to
disposal.
In a recent examination of how effectively agencies were removing data
prior to disposing of old computers the Auditor General Colin Murphy found
that 4 out of 10 ex-government computers purchased at auction contained
recoverable data. This data included information about public sector employees
such as salary and superannuation information, home addresses and date
of birth; detailed technical information about agencies IT systems and
documentation about their internal software development projects.
In his report tabled in parliament today Mr Murphy said that none of
the seven sampled agencies had comprehensive policies and procedures for
secure removal of data from computer equipment prior to disposal. He went
on to state that while all agencies did have a process in place it was
inadequate or was not consistently applied.
He also found that government guidance on appropriate methods of removing
data from computers prior to disposal was limited. He said: “this
has contributed to some agencies using methods that did not provide adequate
security while others arguably exceed reasonable requirements”.
As a result of the Auditor General’s examination the State Records
Office in consultation with the Office of e-Government has updated guidelines
to assist government agencies with implementation of best practices when
disposing of hard drives and other electronic media.
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